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Kevin T Tisza

Bofa Securities, Inc.

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About Kevin T Tisza

Kevin Tisza is a financial professional with over 3 years of experience in the industry. Kevin currently holds registrations with the state of Colorado and the Financial Industry Regulatory Authority (FINRA). Kevin is affiliated with Bofa Securities, Inc. and is located in Denver, CO. Kevin has a broad base of knowledge in financial services, as evidenced by the Series 63, 7TO, SIE, and 79 securities licenses held. Kevin has experience with Wells Fargo Securities, LLC before joining Bofa Securities, Inc.

Firm Information

Kevin Tisza is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Kevin Tisza’s Registration & Firm History

CO

11/15/2022 - Present

Bofa Securities, Inc. (DENVER CO)

IL

05/18/2017 - 02/13/2020

WELLS FARGO SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin T Tisza.
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