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Kevin T Rhodes

Northwestern Mutual Investment Services, LLC

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About Kevin T Rhodes

Kevin Rhodes is a financial advisor with over 10 years of experience in the financial services industry. Kevin is registered as a broker-dealer and investment advisor representative with Northwestern Mutual Investment Services, LLC. Kevin is licensed to provide financial advice and sell securities in a variety of states. Kevin is also licensed to offer insurance products through Northwestern Mutual Life Insurance Company. Kevin has a diverse background in the financial services industry. Kevin has earned a Series 6 and Series 63 license, as well as a Series 65 license. Kevin has worked with a variety of clients, including individuals, families, and businesses. Kevin provides a variety of services, including financial planning, investment management, and insurance products. Kevin is committed to providing his clients with personalized financial advice to help them achieve their financial goals.

Firm Information

Kevin Rhodes is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

200 S Walker St

Princeton, WV 24740

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Rhodes’s Registration & Firm History

WV

03/18/2014 - Present

Northwestern Mutual Investment Services, LLC (Princeton WV)

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Licenses & Designations

IA

Issued 3/14/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin T Rhodes.
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