Unclaimed
Kevin Guinan is a financial advisor with over 20 years of experience in the industry. Kevin is currently registered with J.P. Morgan Securities LLC and has been with the firm since October 2012. Kevin is licensed to provide investment advice in 47 states and is also a registered investment advisor in Arizona and Texas. Kevin has a strong track record of success in helping clients achieve their financial goals. Kevin specializes in providing financial planning, portfolio management, and investment advice to individuals and businesses. Kevin is committed to providing his clients with personalized service and a high level of expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
09/20/2013 - Present
J.p. Morgan Securities LLC (Scottsdale AZ)
AZ
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
IL
04/19/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
07/22/2003 - 04/12/2004
OHIO SAVINGS SECURITIES, INC. (CLEVELAND OH)
NY
07/25/2002 - 03/31/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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