Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Swansburg is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Kevin has been in the industry since 2020 and holds Series 63, Series 65, and Series 7TO licenses. Kevin is registered in the state of Massachusetts. Kevin previously worked at Fidelity Brokerage Services LLC and NYLIFE Securities LLC. Kevin also owns and operates QualityBuyDirect and is a commissioned notary public in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
03/01/2022 - Present
Northwestern Mutual Investment Services, LLC (Woburn MA)
NH
11/13/2020 - 09/22/2021
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
10/25/2019 - 09/30/2020
NYLIFE SECURITIES LLC (WALTHAM MA)
IA
Issued 06/11/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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