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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Connolly is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Naples, Florida. Kevin has been in the industry since February 15, 2013. He is a registered representative with the Financial Industry Regulatory Authority (FINRA). Kevin is also a registered investment advisor representative in Florida. Kevin specializes in providing investment advice to individuals, corporations, trusts and estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (NAPLES FL)
TN
05/13/2014 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
FL
02/12/2013 - 05/08/2014
MULTI-BANK SECURITIES, INC. (FT. LAUDERDALE FL)
BC
Issued 03/11/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/18/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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