Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Stanley is an active investment advisor representative who has been in the industry since 1997. Kevin is currently registered with Charles Schwab & CO., Inc. and has been associated with this firm since June 2022. Previously, Kevin was registered with Fidelity Brokerage Services LLC, LEK Securities Corporation, Access Securities, LLC, Heflin & Co., L.L.C., Ledgemont Capital Markets LLC, Jefferies & Company, Inc., UBS Securities LLC, PaineWebber Incorporated, and Putnam Mutual Funds Corp. Kevin holds Series 6, 7, 87 and SIE licenses, and is a CFA charterholder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CT
06/28/2022 - Present
Charles Schwab & CO., Inc. (Stamford CT)
CT
03/06/2015 - 06/14/2022
FIDELITY BROKERAGE SERVICES LLC (FAIRFIELD CT)
NY
02/04/2013 - 03/11/2015
LEK SECURITIES CORPORATION (NEW CITY NY)
CT
09/13/2012 - 01/30/2013
ACCESS SECURITIES, LLC (STAMFORD CT)
CA
03/31/2010 - 08/31/2012
HEFLIN & CO., L.L.C. (EL SEGUNDO CA)
NY
01/05/2010 - 03/26/2010
LEDGEMONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/14/2005 - 04/15/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
06/06/2000 - 02/18/2005
UBS SECURITIES LLC (NEW YORK NY)
NJ
10/14/1998 - 05/26/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
12/09/1994 - 09/29/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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