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Kevin Spinosa

Robinhood Financial, LLC

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About Kevin Spinosa

Kevin Spinosa is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Robinhood Financial, LLC and Robinhood Securities, LLC in Florida. Kevin has a wide range of experience including time at HILLTOP SECURITIES INC., FIRST SOUTHWEST COMPANY, LLC, PENSON FINANCIAL SERVICES, INC., JEFFERIES & COMPANY, INC. and OSCAR GRUSS & SON, INCORPORATED. Kevin holds several industry licenses including Series 4, 7, 24, 63, SIE and 99TO.

Firm Information

Kevin Spinosa is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Spinosa’s Registration & Firm History

FL

10/13/2022 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

01/22/2016 - 10/27/2020

HILLTOP SECURITIES INC. (Dallas TX)

TX

12/02/2010 - 01/22/2016

FIRST SOUTHWEST COMPANY, LLC (Dallas TX)

TX

07/24/2008 - 06/15/2010

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

02/04/2002 - 07/14/2008

JEFFERIES & COMPANY, INC. (DALLAS TX)

NY

08/16/2000 - 02/01/2002

OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2010

Series 24 - General Securities Principal Examination

BC

Issued 09/27/2001

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Spinosa.
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