Unclaimed
Kevin Spinosa is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Robinhood Financial, LLC and Robinhood Securities, LLC in Florida. Kevin has a wide range of experience including time at HILLTOP SECURITIES INC., FIRST SOUTHWEST COMPANY, LLC, PENSON FINANCIAL SERVICES, INC., JEFFERIES & COMPANY, INC. and OSCAR GRUSS & SON, INCORPORATED. Kevin holds several industry licenses including Series 4, 7, 24, 63, SIE and 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/13/2022 - Present
Robinhood Financial, LLC (Lake Mary FL)
TX
01/22/2016 - 10/27/2020
HILLTOP SECURITIES INC. (Dallas TX)
TX
12/02/2010 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (Dallas TX)
TX
07/24/2008 - 06/15/2010
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
02/04/2002 - 07/14/2008
JEFFERIES & COMPANY, INC. (DALLAS TX)
NY
08/16/2000 - 02/01/2002
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
BC
Issued 08/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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