Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Smith is a financial professional with over 17 years of experience in the securities industry. Kevin is currently registered with Seaport Global Securities LLC and has been with the firm since May 2013. Before joining Seaport Global Securities LLC, Kevin worked for Gleacher & Company Securities, Inc. from February 2012 to April 2013. Kevin is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states. Kevin has a Series 7, Series 63, Series 86, and Series 87 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
05/01/2013 - Present
Seaport Global Securities LLC (CHARLESTON SC)
NY
02/13/2012 - 04/15/2013
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
03/04/2011 - 09/21/2011
CITADEL SECURITIES LLC (NEW YORK NY)
NY
08/04/2009 - 02/15/2011
CHAPDELAINE & CO. (NEW YORK NY)
NY
04/05/2005 - 07/31/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 06/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/15/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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