Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Small is a financial advisor with over 10 years of experience in the industry. Kevin is registered with Hightower Advisors, LLC and provides financial planning, portfolio management, and other services to individuals, businesses, and institutions. Kevin is a CERTIFIED FINANCIAL PLANNER™ professional and has a Series 7, Series 66 and SIE licenses. Kevin has experience with a wide range of investment products and services, including stocks, bonds, mutual funds, and exchange-traded funds. Kevin has been recognized as a leader in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
01/02/2024 - Present
Hightower Advisors, LLC (CHICAGO IL)
CT
06/26/2012 - 01/04/2024
EQUITABLE ADVISORS, LLC (MILFORD CT)
BOTH
Issued 11/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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