Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Simson Baum is a financial advisor at Oppenheimer & Co. Inc. Kevin has been in the industry since November 2013 and is licensed in several states including New Jersey, New York, and Texas. Kevin holds the Series 66, SIE, and Series 7 licenses and has experience providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and pooled investment vehicles. Kevin specializes in providing financial advice to high-net-worth individuals, corporations, and pension and profit-sharing plans. Kevin is a co-trustee of the Kevin Baum 2017 Trust and spends approximately an hour per month reviewing the trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/29/2016 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
BOTH
Issued 07/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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