Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Sexton is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Kevin has been working in the financial services industry since 2000. Kevin's experience includes working for Bofa Securities, Inc., Wachovia Capital Markets, LLC, and Wachovia Securities, LLC. Kevin is registered with the state of North Carolina. Kevin holds the following securities licenses: Series 7, Series 63 and Series 66. Kevin has a wide range of experience in the financial services industry and can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/25/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Charlotte NC)
NY
05/10/2019 - 06/28/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NC
03/30/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/01/2003 - 05/29/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
11/06/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NA
06/25/1993 - 11/04/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/12/1993 - 05/11/1993
L.C. WEGARD & CO., INC.
BOTH
Issued 11/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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