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Kevin Sean McFadden

Mizuho Securities USA LLC

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About Kevin Sean McFadden

Kevin McFadden is a financial professional with over 10 years of experience in the industry. Kevin is currently registered with Mizuho Securities USA LLC and is licensed in all 50 states and the District of Columbia. Kevin previously worked at U.S. BANCORP INVESTMENTS, INC. and holds the Series 63, Series 79, Series 24 and SIE licenses.

Firm Information

Kevin McFadden is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin McFadden’s Registration & Firm History

TX

06/04/2014 - Present

Mizuho Securities USA LLC (HOUSTON TX)

MN

01/04/2012 - 05/13/2014

U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/03/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Sean McFadden.
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