Unclaimed
Kevin Sean Coffey is a financial professional with over 25 years of experience in the securities industry. Kevin is currently registered with ASL Capital Markets Inc. and holds several licenses including Series 6, 7, 24, 57, and 63. Kevin previously held a position with PRUCO Securities Corporation. Kevin is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/09/2023 - Present
ASL Capital Markets Inc. (Norwell MA)
NJ
09/25/1995 - 05/28/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2024
Series 57TO - Securities Trader Exam
BC
Issued 01/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Coffey is the right advisor for you? Invested Better is here to help.