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Kevin Sean Coffey

ASL Capital Markets Inc.

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About Kevin Sean Coffey

Kevin Sean Coffey is a financial professional with over 25 years of experience in the securities industry. Kevin is currently registered with ASL Capital Markets Inc. and holds several licenses including Series 6, 7, 24, 57, and 63. Kevin previously held a position with PRUCO Securities Corporation. Kevin is committed to providing clients with personalized financial advice and guidance.

Firm Information

Kevin Coffey is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Coffey’s Registration & Firm History

MA

03/09/2023 - Present

ASL Capital Markets Inc. (Norwell MA)

NJ

09/25/1995 - 05/28/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/06/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/25/2024

Series 57TO - Securities Trader Exam

BC

Issued 01/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/22/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Sean Coffey.
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