Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Smith is a financial professional with over 20 years of experience in the financial services industry. Kevin is currently registered with American Fidelity Securities, Inc. and holds Series 6, 7, 63, 65, and SIE licenses. Kevin previously worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and EDWARD JONES. Kevin is licensed to conduct business in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
02/08/2020 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
IN
11/29/2002 - 01/28/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GREENWOOD IN)
NY
12/08/1999 - 12/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
09/15/1998 - 12/09/1999
EDWARD JONES (ST. LOUIS MO)
BC
Issued 05/27/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/08/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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