Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Smith is a financial professional with over 25 years of experience in the financial services industry. Kevin has a broad range of experience in financial planning, investment management, and employee benefits. Currently, Kevin is a registered representative with Cetera Investment Advisers LLC. Prior to this, Kevin was also associated with SIGNATOR INVESTORS, INC., NEW ENGLAND SECURITIES, PRINCOOR FINANCIAL SERVICES CORPORATION, and AMERISTAR CAPITAL MARKETS, INC. Kevin holds FINRA Series 6, 7, 24, 63, and 66 licenses. Kevin is also a licensed insurance agent. Kevin has a strong commitment to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/29/2023 - Present
Cetera Investment Advisers LLC (DICKSON TN)
TN
06/17/2003 - 02/08/2008
SIGNATOR INVESTORS, INC. (DICKSON TN)
NY
11/03/2000 - 06/10/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
02/22/1995 - 11/09/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
01/06/1994 - 03/03/1995
AMERISTAR CAPITAL MARKETS, INC.
CT
11/16/1990 - 12/16/1993
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
11/16/1990 - 10/19/1992
HOME LIFE INSURANCE COMPANY
BOTH
Issued 10/5/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/6/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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