Unclaimed
Kevin Shamblin is a financial advisor with T. Rowe Price Investment Services, Inc. with over 29 years of experience in the industry. Kevin has held various positions in the financial services industry and has a broad range of experience. Kevin holds the Series 6, 7, 26, 63, 72, and SIE licenses and is registered in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
08/03/2023 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
PA
07/28/2021 - 06/08/2023
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
NY
01/20/2021 - 07/06/2021
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
WV
01/02/2013 - 12/31/2020
MML DISTRIBUTORS, LLC (CHARLESTON WV)
GA
01/01/2009 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (CUMMING GA)
GA
05/27/2004 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (CUMMING GA)
CT
08/27/2002 - 04/30/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NY
09/08/2000 - 08/29/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WV
10/14/1996 - 09/01/2000
UNITED BROKERAGE SERVICES, INC (PARKERSBURG WV)
WV
05/19/1994 - 01/17/1996
UNITED FINANCIAL NETWORK, INC. (LEWISBURG WV)
NY
08/13/1993 - 04/07/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
04/16/1993 - 06/01/1993
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 05/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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