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Kevin Scott Shamblin

T. Rowe Price Investment Services, Inc.

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About Kevin Scott Shamblin

Kevin Shamblin is a financial advisor with T. Rowe Price Investment Services, Inc. with over 29 years of experience in the industry. Kevin has held various positions in the financial services industry and has a broad range of experience. Kevin holds the Series 6, 7, 26, 63, 72, and SIE licenses and is registered in all 50 states and Puerto Rico.

Firm Information

Kevin Shamblin is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Shamblin’s Registration & Firm History

MD

08/03/2023 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

PA

07/28/2021 - 06/08/2023

HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)

NY

01/20/2021 - 07/06/2021

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

WV

01/02/2013 - 12/31/2020

MML DISTRIBUTORS, LLC (CHARLESTON WV)

GA

01/01/2009 - 01/02/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (CUMMING GA)

GA

05/27/2004 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (CUMMING GA)

CT

08/27/2002 - 04/30/2004

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

NY

09/08/2000 - 08/29/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

WV

10/14/1996 - 09/01/2000

UNITED BROKERAGE SERVICES, INC (PARKERSBURG WV)

WV

05/19/1994 - 01/17/1996

UNITED FINANCIAL NETWORK, INC. (LEWISBURG WV)

NY

08/13/1993 - 04/07/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IA

04/16/1993 - 06/01/1993

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 05/20/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/1993

Series 7 - General Securities Representative Examination

BC

Issued 04/15/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Scott Shamblin.
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