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Kevin Scott Richardson

Schwab Wealth Advisory, Inc.

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About Kevin Scott Richardson

Kevin Scott Richardson is a financial advisor with over 18 years of experience in the industry. Kevin is registered with Schwab Wealth Advisory, Inc. and has a history of working with TD Ameritrade, Inc. and Charles Schwab & Co., Inc. Kevin is a Certified Financial Planner and has passed exams including Series 63, Series 66, Series 24, SIE and Series 7. Kevin has a background in portfolio management for individuals and businesses and is passionate about providing financial planning services to clients.

Firm Information

Kevin Richardson is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Kevin Richardson’s Registration & Firm History

TX

03/22/2024 - Present

Schwab Wealth Advisory, Inc. (WESTLAKE TX)

TX

09/01/2023 - 01/09/2024

CHARLES SCHWAB & CO., INC. (Westlake TX)

TX

03/30/2022 - 09/01/2023

TD AMERITRADE, INC. (Westlake TX)

TX

01/27/2006 - 05/14/2019

TD AMERITRADE, INC. (Southlake TX)

NE

08/25/2005 - 01/30/2006

AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 04/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/18/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/06/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Scott Richardson.
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