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Kevin Scott Proffitt

Northwestern Mutual Investment Services, LLC

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About Kevin Scott Proffitt

Kevin Proffitt is a financial advisor affiliated with Northwestern Mutual Investment Services, LLC. Kevin has been in the industry since December 1989 and has experience in providing various financial services. Kevin currently holds a Series 66 license and has obtained several other licenses throughout their career. Kevin's primary place of business is located in Knoxville, Tennessee, where they work with individual investors. Kevin also works with clients across multiple states and has a proven track record of delivering personalized financial advice.

Firm Information

Kevin Proffitt is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Proffitt’s Registration & Firm History

TN

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (KNOXVILLE TN)

WI

09/05/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 04/21/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2002

Series 7 - General Securities Representative Examination

BC

Issued 12/18/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Scott Proffitt.
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