Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Mummau has been in the financial services industry since 1983 and is currently registered with Cuso Financial Services, LP. Kevin is a registered representative and investment advisor representative with Cuso Financial Services, LP. Kevin has worked with numerous firms over the years in various roles. Kevin has a wide range of experience in the financial services industry and is dedicated to providing clients with the best possible service. Kevin provides services including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/02/2025 - Present
Cuso Financial Services, LP (SAN DIEGO CA)
FL
07/25/2001 - 04/26/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
10/07/1996 - 07/25/2001
GIRARD SECURITIES, INC. (SAN DIEGO CA)
AZ
10/07/1996 - 12/31/2000
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
04/17/1991 - 12/31/2000
SPELMAN & CO., INC. (PHOENIX AZ)
NY
06/01/1988 - 04/25/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NA
10/09/1987 - 06/04/1988
F.N. WOLF & CO., INC.
NA
01/31/1983 - 10/09/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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