Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Monton is a financial advisor with Stifel, Nicolaus & Company, Inc.. Kevin has been in the industry since May 3, 1994, and has a diverse range of experience. Kevin holds the Series 63, 65, and 66 licenses, as well as the Series 7, 8, 9, and 10 licenses, and the SIE. Kevin has worked at several firms including Charles Schwab & Co., Inc. and Prudential Securities Incorporated. Kevin is registered in Arizona, California, Colorado, District of Columbia, Florida, Illinois, Missouri, New York, Puerto Rico, Tennessee, and Texas. Kevin specializes in a range of areas including retirement planning, college savings, estate planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/05/2018 - Present
Stifel, Nicolaus & Company, Inc. (ST LOUIS MO)
MO
11/13/1997 - 11/14/2017
CHARLES SCHWAB & CO., INC. (CHESTERFIELD MO)
NY
03/30/1994 - 10/08/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 04/28/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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