Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Monaco is a financial advisor with over 27 years of experience in the industry. Kevin is currently registered with LPL Financial LLC and is licensed to provide investment advice in several states, including California, Arizona, and Texas. Kevin has a wide range of experience working for firms such as Stifel, Nicolaus & Company, Incorporated, Barclays Capital Inc., and Credit Suisse Securities (USA) LLC. Kevin is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/14/2025 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
12/04/2015 - 07/28/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)
CA
01/13/2012 - 12/04/2015
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
05/25/2005 - 02/03/2012
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
NY
01/03/2003 - 06/03/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/15/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/15/2001 - 10/30/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/10/1995 - 02/21/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 08/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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