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Kevin Scott Miller

Cantor Fitzgerald & Co.

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About Kevin Scott Miller

Kevin Miller is a financial advisor with Cantor Fitzgerald & Co. Kevin is active in the securities industry and holds Series 7, Series 24, Series 63, and SIE licenses. Kevin has over 20 years of experience in the securities industry. Kevin has been registered with Cantor Fitzgerald & Co. since March 4, 2014. Previously, Kevin was registered with Global Hunter Securities, LLC, Gleacher & Company Securities, Inc., BNY Capital Markets Inc., and Credit Research and Trading LLC. Kevin is currently registered in 12 states. Kevin is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Kevin Miller is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Miller’s Registration & Firm History

CT

03/04/2014 - Present

Cantor Fitzgerald & Co. (DARIEN CT)

NY

05/14/2013 - 11/01/2013

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NJ

07/21/2008 - 04/15/2013

GLEACHER & COMPANY SECURITIES, INC. (ROSELAND NJ)

NY

01/19/2001 - 05/18/2005

BNY CAPITAL MARKETS INC. (NEW YORK NY)

CT

09/26/1995 - 02/17/2000

CREDIT RESEARCH AND TRADING LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 07/22/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kevin Scott Miller. Review regulatory record here.
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