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Kevin Scott Lind

Samuel A. Ramirez & Company, Inc.

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About Kevin Scott Lind

Kevin Lind has been in the securities industry since September 2, 1998. Kevin Lind is currently registered with Samuel A. Ramirez & Company, Inc. Prior to that, Kevin Lind was employed by CG CAPITAL MARKETS, LLC, CAPITAL GUARDIAN, LLC, FURTHER LANE SECURITIES, L.P., THE PRINCERIDGE GROUP LLC, COHEN & COMPANY CAPITAL MARKETS, LLC, COHEN & COMPANY SECURITIES, LLC, RESIDENTIAL FUNDING SECURITIES, LLC, J.P. MORGAN SECURITIES INC., UBS PAINEWEBBER INC., MORGAN STANLEY & CO., INCORPORATED, DEUTSCHE BANK SECURITIES INC., and BEAR, STEARNS & CO. INC.. Kevin Lind is licensed to provide securities-related services in 33 states.

Firm Information

Kevin Lind is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Lind’s Registration & Firm History

NY

11/01/2016 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

08/13/2015 - 11/16/2016

CG CAPITAL MARKETS, LLC (New York NY)

NY

12/17/2013 - 07/30/2015

CAPITAL GUARDIAN, LLC (New York NY)

NY

04/09/2012 - 12/10/2013

FURTHER LANE SECURITIES, L.P. (NEW YORK NY)

NY

02/24/2012 - 04/05/2012

THE PRINCERIDGE GROUP LLC (NEW YORK NY)

NY

09/20/2010 - 02/17/2012

COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/07/2010 - 10/01/2010

COHEN & COMPANY SECURITIES, LLC (NEW YORK NY)

NY

08/24/2004 - 01/07/2010

RESIDENTIAL FUNDING SECURITIES, LLC (NEW YORK NY)

NY

05/29/2002 - 08/04/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NJ

03/19/2001 - 06/11/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

02/16/2001 - 03/28/2001

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

08/04/1998 - 10/30/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/01/1998 - 08/14/1998

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Scott Lind.
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