Unclaimed
Kevin Ainsworth is a registered representative with sp Securities LLC. Kevin has been in the financial services industry since February 13, 2007. Kevin holds FINRA Series 7, 24, 63, 79, 99, and SIE licenses. Kevin's previous experience includes working at Abshier Webb Donnelly & Baker, Inc. Currently, Kevin is licensed in Alabama, California, Colorado, Florida, Illinois, Massachusetts, New Jersey, New York, North Carolina, Rhode Island, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/02/2011 - Present
SP Securities LLC (HOUSTON TX)
TX
02/14/2007 - 09/13/2011
ABSHIER WEBB DONNELLY & BAKER, INC. (DALLAS TX)
BC
Issued 03/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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