Unclaimed
Kevin Flynn is a registered representative with Finalis Securities LLC. Kevin has been in the industry since March 14, 2012 and holds the Series 7, Series 66, Series 79TO, Series 82TO, and SIE licenses. Kevin is currently registered in Louisiana and New York. Kevin was previously employed at WEILD & CO., J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. and MERCER ALLIED COMPANY, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/26/2023 - Present
Finalis Securities LLC (New York NY)
CO
02/04/2021 - 06/12/2023
WEILD & CO. (BOULDER CO)
NY
04/28/2017 - 03/04/2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (New York NY)
NY
03/30/2011 - 04/12/2017
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
BOTH
Issued 06/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 04/30/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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