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Kevin Ruosong Wen

Susquehanna Financial Group, Lllp

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About Kevin Ruosong Wen

Kevin Ruosong Wen is a registered representative at Susquehanna Financial Group, Lllp, located in Bala Cynwyd, Pennsylvania. Kevin has been in the securities industry since February 15, 2017. Kevin is licensed to sell securities in the United States. Kevin holds the Securities Industry Essentials Examination (SIE) and the Series 57 exam. Kevin also works for Susquehanna Securities, LLC, a registered broker-dealer.

Firm Information

Kevin Wen is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Wen’s Registration & Firm History

PA

03/05/2019 - Present

Susquehanna Financial Group, Lllp (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2017

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Ruosong Wen.
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