Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Rudolph Walters is a financial advisor with over 30 years of experience in the industry. Kevin is currently registered with Avantax Investment Services, Inc. Kevin is a Series 7 and Series 63 licensed advisor. Previously, Kevin was registered with NEW ENGLAND SECURITIES and POLLOCK FINANCIAL CORPORATION. Kevin has been registered in Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/05/1993 - Present
Avantax Investment Services, Inc. (LOS GATOS CA)
NY
09/27/1990 - 02/03/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
08/08/1990 - 09/13/1990
POLLOCK FINANCIAL CORPORATION
BC
Issued 08/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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