Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Rotolo is an investment advisor representative at Raymond James & Associates, Inc. Kevin has been in the industry since 2013. Kevin is registered with the Securities and Exchange Commission as an investment advisor representative. Kevin has been a financial advisor at Raymond James & Associates, Inc. since 2023. Before that, Kevin was with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin has a Series 66 license, a Series 7 license, and a SIE license. Kevin specializes in a variety of investment products and services, including portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
08/29/2023 - Present
Raymond James & Associates, Inc. (Slidell LA)
LA
05/14/2013 - 08/21/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SLIDELL LA)
BOTH
Issued 06/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Rotolo is the right advisor for you? Invested Better is here to help.
