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Kevin Rosenfeld

Janus Henderson Distributors US LLC

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About Kevin Rosenfeld

Kevin Rosenfeld is a registered representative with Janus Henderson Distributors US LLC, which is based in New York, New York. Kevin has been in the financial services industry for over 13 years. Prior to joining Janus Henderson Distributors US LLC, Kevin was employed at LAZARD ASSET MANAGEMENT SECURITIES LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC. and SANFORD C. BERNSTEIN & CO., LLC. Kevin holds several licenses, including the Series 63, Series 24, Series 23, Series 10, Series 9, SIE, and Series 7. Kevin is registered to sell securities in all 50 states.

Firm Information

Kevin Rosenfeld is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Rosenfeld’s Registration & Firm History

NY

09/29/2023 - Present

Janus Henderson Distributors US LLC (New York NY)

NY

06/11/2020 - 02/15/2023

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

NY

05/14/2010 - 02/12/2020

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

NY

10/21/2009 - 05/14/2010

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/21/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 08/04/2010

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 02/17/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/18/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Rosenfeld.
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