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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Sullivan is a financial advisor with LPL Financial LLC. Kevin has over 30 years of experience in the financial services industry. Kevin is licensed to provide financial advice in several states. He offers a variety of financial services, including financial planning, retirement planning, investment management, and insurance. Kevin has a strong commitment to helping clients achieve their financial goals. He believes in a personalized approach to financial planning, taking the time to understand each client's unique circumstances and goals. Kevin is dedicated to providing his clients with the knowledge and tools they need to make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/01/2019 - Present
LPL Financial LLC (LOCKPORT NY)
ME
06/12/2014 - 05/02/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Winslow ME)
NC
03/27/2009 - 06/16/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (JAMESTOWN NC)
ME
03/02/2007 - 03/27/2009
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (WINSLOW ME)
ME
10/20/2004 - 03/05/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (GARDINER ME)
NY
03/25/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
OH
05/14/1999 - 03/24/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
11/14/1995 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
ME
01/23/1995 - 12/01/1995
NEW LIFE BROKERAGE SERVICES, INC. (WATERVILLE ME)
NJ
07/28/1989 - 01/07/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/28/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 01/29/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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