Unclaimed
Kevin Miller is a registered representative with Northwestern Mutual Investment Services, LLC. Kevin is based in Milwaukee, WI and has been in the industry since 2011. Kevin is licensed to offer financial services in 21 states. Kevin is a Series 6, 7, 24 and 63 licensed advisor. Prior to working for Northwestern Mutual Investment Services, LLC, Kevin was employed by GWFS Equities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
10/23/2012 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
07/11/2011 - 08/10/2012
GWFS EQUITIES, INC. (GLENDALE WI)
BC
Issued 07/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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