Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Roland is a financial professional with over 10 years of experience in the financial services industry. Kevin is currently registered with Charles Schwab & CO., Inc. in Illinois. Kevin is a licensed Series 3, 4, 7, 9, 10, 24, 34, 57TO, and 66 representative, and holds a Series 63 license. In addition to providing investment advisory services, Kevin may also provide financial planning services to individuals and families. Kevin has a history of employment with TD Ameritrade, Inc. in Omaha, NE, OptionsXpress, Inc. in Chicago, IL, and Charles Schwab & CO., Inc. in Chicago, IL. Kevin is a registered representative and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
09/10/2020 - Present
Charles Schwab & CO., Inc. (Chicago IL)
NE
12/22/2022 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
IL
12/03/2014 - 11/10/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
BOTH
Issued 04/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2017
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/20/2023
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 04/21/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2015
Series 3 - National Commodity Futures Examination
BC
Issued 12/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
M
MEMX LLC
N
Nasdaq Stock Market
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