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Kevin Robert Ward

Vanguard Marketing Corp.

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About Kevin Robert Ward

Kevin Robert Ward is a financial professional with over 20 years of experience in the industry. Kevin is a registered principal and holds the Series 4, 7, 24, 52TO, and 63 licenses. Kevin currently works for Vanguard Marketing Corp. and is based out of the Malvern, PA branch office. Kevin focuses on providing investment advice and guidance to individual investors.

Firm Information

Kevin Ward is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Ward’s Registration & Firm History

PA

04/26/1999 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 08/19/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2000

Series 4 - Registered Options Principal Examination

BC

Issued 09/11/2000

Series 24 - General Securities Principal Examination

BC

Issued 08/07/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Robert Ward.
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