Unclaimed
Kevin Robert Ward is a financial professional with over 20 years of experience in the industry. Kevin is a registered principal and holds the Series 4, 7, 24, 52TO, and 63 licenses. Kevin currently works for Vanguard Marketing Corp. and is based out of the Malvern, PA branch office. Kevin focuses on providing investment advice and guidance to individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/26/1999 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 08/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2000
Series 4 - Registered Options Principal Examination
BC
Issued 09/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/07/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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