Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Robert Mumford is a financial professional with over 15 years of experience in the financial services industry. Kevin is currently registered with Allstate Financial Services, LLC in Lincoln, NE. Kevin has previously held positions at MML Investors Services, LLC and NYLIFE Securities LLC. Kevin holds a variety of licenses including Series 6, 7, 24, 51, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
07/12/2016 - Present
Allstate Financial Services, LLC (Lincoln NE)
NY
09/06/2013 - 06/02/2016
MML INVESTORS SERVICES, LLC (FISHKILL NY)
NY
01/29/2008 - 08/16/2013
NYLIFE SECURITIES LLC (NEW WINDSOR NY)
BC
Issued 11/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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