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Kevin Robert McCarthy

Meridian Equity Partners, Inc.

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About Kevin Robert McCarthy

Kevin McCarthy is a securities professional with over 20 years of experience in the financial industry. Kevin has worked for several notable firms, including William O'Neil Securities Incorporated, ICAP Corporates LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Kevin is currently registered with Meridian Equity Partners, Inc. as a Registered Representative. Kevin holds a Series 63 and multiple product exams including Series 7, 55, 25, 19, SIE and 57TO.

Firm Information

Kevin McCarthy is currently registered with Meridian Equity Partners, Inc.. Meridian Equity Partners, Inc. is a Corporation formed on November 26, 2004. The firm has been approved to operate in 9 states and has 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin McCarthy’s Registration & Firm History

NY

02/03/2020 - Present

Meridian Equity Partners, Inc. (NEW YORK NY)

NY

11/12/2012 - 02/14/2020

WILLIAM O'NEIL SECURITIES INCORPORATED (NEW YORK NY)

NY

12/05/2001 - 11/07/2012

ICAP CORPORATES LLC (NEW YORK NY)

NJ

11/02/1999 - 12/06/2001

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/31/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2016

Series 19 - NYSE Floor Clerk - Equities Examination

BC

Issued 11/05/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/25/2001

Series 7 - General Securities Representative Examination

BC

Issued 03/13/2000

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Robert McCarthy.
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