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Kevin Robert Mangan

Thinkequity LLC

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About Kevin Robert Mangan

Kevin Robert Mangan is a registered representative with Thinkequity LLC. Kevin has been in the securities industry since 2008. Kevin is registered in 53 states and is a FINRA-registered principal. Previous employers include Joseph Gunnar & Co. LLC, AEGIS Capital Corp. and Rodman & Renshaw, LLC.

Firm Information

Kevin Mangan is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Mangan’s Registration & Firm History

NY

04/20/2018 - Present

Thinkequity LLC (NEW YORK NY)

NY

09/09/2015 - 04/19/2018

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

NY

09/09/2011 - 10/06/2015

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

05/27/2008 - 09/13/2011

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

03/19/2008 - 06/20/2008

MAXIM GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/06/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Robert Mangan.
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