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Kevin Robert Kautzer

Equitable Distributors, LLC

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About Kevin Robert Kautzer

Kevin Kautzer is a financial advisor with Equitable Distributors, LLC based in Charlotte, North Carolina. Kevin has been in the industry since 1995 and has extensive experience working with clients in various states. Kevin specializes in helping clients with their financial planning needs, including investments and retirement planning.

Firm Information

Kevin Kautzer is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Kautzer’s Registration & Firm History

NC

01/29/2008 - Present

Equitable Distributors, LLC (Charlotte NC)

MN

01/01/2007 - 01/29/2008

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

09/28/2004 - 01/01/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

09/28/2004 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

03/26/2002 - 08/02/2004

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

CA

12/13/2000 - 03/26/2002

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

MN

11/26/1997 - 12/13/2000

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

MN

01/24/1996 - 11/14/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

01/24/1996 - 11/14/1997

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

WI

12/19/1994 - 06/14/1995

KEMPER CLEARING CORP. (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 08/02/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/30/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/1995

Series 7 - General Securities Representative Examination

BC

Issued 12/16/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Robert Kautzer.
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