Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Robert Frank has been in the financial services industry since February 21, 1998. Kevin currently works at LPL Financial LLC. Kevin is registered to offer securities in New Jersey. Prior to working at LPL Financial LLC, Kevin worked at MCG Securities LLC, Cetera Advisors LLC, Cetera Advisor Networks LLC, Allianz Life Financial Services, LLC, Lincoln Financial Distributors, Inc., AXA Distributors, LLC, Paine Webber Incorporated, and Fidelity Investments Institutional Services Company, Inc. Kevin has passed the Series 63, Series 7, Series 6 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
03/06/2023 - Present
LPL Financial LLC (MT. LAUREL NJ)
PA
08/12/2021 - 03/09/2023
MCG SECURITIES LLC (WAYNE PA)
CO
05/07/2019 - 02/19/2021
CETERA ADVISORS LLC (DENVER CO)
CA
11/28/2018 - 02/19/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
MN
08/05/2016 - 09/18/2018
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
PA
07/14/2004 - 08/09/2016
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NC
10/03/2000 - 02/11/2004
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
06/30/2000 - 10/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
RI
09/18/1996 - 02/24/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 09/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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