Unclaimed
Kevin Robert Cody is a financial advisor at Cova Capital Partners LLC in Syosset, New York. Kevin has been in the financial industry since 2006. Kevin is registered with FINRA and has passed the Series 3, 7, 55, 57TO, and SIE exams. Kevin has been registered in twelve states, including Arizona, Colorado, Florida, Louisiana, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Wisconsin. Before joining Cova Capital Partners LLC, Kevin worked at Dalmore Group LLC, Emerging Growth Equities, LTD., EDI Financial, INC., Allied Beacon Partners, INC., Jackson Securities LLC, Raymond C. Forbes & Co., INC., Lighthouse Financial Group, LLC, ICAP Corporates LLC, LinkBrokers Derivatives Corporation, GFI Securities LLC, and Inter-Dealer Brokers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/11/2019 - Present
Cova Capital Partners LLC (SYOSSET NY)
NY
05/17/2018 - 05/01/2019
DALMORE GROUP LLC (WOODMERE NY)
PA
02/03/2017 - 10/12/2017
EMERGING GROWTH EQUITIES, LTD. (BRYN MAWR PA)
NJ
06/10/2013 - 03/02/2015
EDI FINANCIAL, INC. (LAKE COMO NJ)
VA
07/31/2012 - 05/29/2013
ALLIED BEACON PARTNERS, INC. (RICHMOND VA)
NJ
06/01/2011 - 05/23/2012
JACKSON SECURITIES LLC (RED BANK NJ)
NY
07/28/2010 - 10/27/2010
RAYMOND C. FORBES & CO., INC. (NEW YORK NY)
NY
05/18/2009 - 04/20/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
NJ
07/23/2008 - 05/12/2009
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
10/14/2005 - 07/14/2008
LINKBROKERS DERIVATIVES CORPORATION (JERSEY CITY NJ)
NY
12/01/2003 - 10/25/2005
GFI SECURITIES LLC (NEW YORK NY)
NY
04/16/2002 - 12/17/2003
INTER-DEALER BROKERS LLC (NEW YORK NY)
BC
Issued 12/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/23/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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