Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Robert Choi is a registered representative with Wells Fargo Clearing Services, LLC. Kevin has been in the financial industry since January 5, 2014, and has a background in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management. Prior to joining Wells Fargo Clearing Services, LLC, Kevin was a registered representative with Northwestern Mutual Investment Services, LLC and Shareholders Service Group, Inc. Kevin holds the Series 4, 7, 9, 10, 24, 63, and 65 licenses. Kevin is registered to provide investment advice in Arkansas, California, Massachusetts, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/23/2024 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
10/13/2021 - 11/28/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
11/06/2013 - 08/12/2021
SHAREHOLDERS SERVICE GROUP, INC. (SAN DIEGO CA)
IA
Issued 12/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/19/2016
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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