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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Carlin is an investment advisor representative with Commonwealth Financial Network. Kevin Carlin has been in the industry since 2011. Kevin Carlin is registered with the Securities and Exchange Commission (SEC) and the state of California. Kevin Carlin is a registered principal for both Series 4 and Series 24. Kevin Carlin is also licensed to sell securities in all 50 states and the District of Columbia. Kevin Carlin offers a range of services, including financial planning, portfolio management, and investment advisory services. Commonwealth Financial Network is a national firm with a strong focus on serving individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/12/2017 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
03/22/2012 - 07/27/2017
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
01/20/2011 - 08/23/2011
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 11/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2019
Series 4 - Registered Options Principal Examination
BC
Issued 08/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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