Unclaimed
Kevin Riley is a financial professional who has been active in the industry since June 2022. Kevin Riley is currently registered with Canaccord Genuity LLC in New York. Prior to this, Kevin Riley was affiliated with Needham & Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2022 - Present
Canaccord Genuity LLC (New York NY)
NY
06/07/2022 - 08/30/2022
NEEDHAM & COMPANY, LLC (NEW YORK NY)
BC
Issued 07/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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