Unclaimed
Kevin Richard Swiontek is a registered representative with Northwestern Mutual Investment Services, LLC. Kevin has been in the securities industry since March 2010. Kevin is registered with the state of Wisconsin and is also registered with FINRA. Kevin is currently employed with Northwestern Mutual Investment Services, LLC in their Milwaukee, WI office. In addition to Kevin's financial services career, Kevin is also a Game Clock Operator for the National Football League.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
04/09/2015 - Present
Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)
BC
Issued 5/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/14/2017
Series 7 - General Securities Representative Examination
BC
Issued 3/2/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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