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Kevin Richard Schwan

Kovack Securities Inc.

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About Kevin Richard Schwan

Kevin Richard Schwan is a financial advisor associated with Kovack Securities Inc. Kevin holds Series 63, SIE, and Series 6TO licenses. Kevin Schwan is registered in 13 states, including Arizona, California, Colorado, Florida, Louisiana, Minnesota, Montana, Nebraska, Nevada, North Dakota, South Dakota, Virginia, and Wisconsin. Kevin has been in the financial industry since December 2021.

Firm Information

Kevin Schwan is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Schwan’s Registration & Firm History

SD

12/10/2021 - Present

Kovack Securities Inc. (ABERDEEN SD)

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Licenses & Designations

BC

Issued 05/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Richard Schwan.
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