Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Richard Martin is a financial advisor with over 30 years of experience in the financial industry. Kevin has been registered with Morgan Stanley since 2018, and prior to that, Kevin worked at UBS Financial Services Inc. and Merrill Lynch. Kevin is a Certified Financial Planner™ professional and holds Series 7, 63 and 65 licenses. Kevin is dedicated to providing financial advice and guidance to clients in a variety of areas, including asset allocation, retirement planning, and investment management. Kevin is registered to provide investment advice in 23 states and is committed to providing personalized service to each of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/08/2018 - Present
Morgan Stanley (Los Angeles CA)
CA
02/27/2009 - 10/16/2018
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
11/25/1987 - 03/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
IA
Issued 10/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Martin is the right advisor for you? Invested Better is here to help.
