Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Richard Dailey is a financial advisor working at Wells Fargo Clearing Services, LLC. Kevin has been working in the financial services industry since 1996. He is licensed to provide investment advice and securities trading in multiple states. Kevin holds a variety of industry licenses, including Series 7, 9, 10, 24, 31, 63, 65, and 66. He has been registered with Wells Fargo Clearing Services, LLC since November 2016. Prior to that, Kevin worked for Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
06/08/2010 - Present
Wells Fargo Clearing Services, LLC (MILWAUKEE WI)
WI
08/01/2008 - 06/08/2010
WELLS FARGO INVESTMENTS, LLC (MILWAUKEE WI)
MN
01/01/2007 - 08/04/2008
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
07/02/2002 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/02/2002 - 12/31/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
01/08/2001 - 06/27/2002
AXA ADVISORS, LLC (NEW YORK NY)
FL
06/01/1999 - 01/04/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MN
07/22/1997 - 06/01/1999
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
11/01/1996 - 07/23/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/16/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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