Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Reginald Hicks is a financial advisor with LPL Financial LLC. Kevin has been in the financial industry for over 35 years. Kevin is registered with FINRA and the state of California. Kevin has specialized in providing financial advice to individuals, corporations, and other businesses. Kevin is committed to providing his clients with personalized financial advice and strategies that meet their unique needs. Kevin's previous employment includes First Financial Equity Corporation, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cenpac Securities Corp., Hibbard Brown & Co., Inc., and Sherwood Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/18/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
AZ
01/12/2007 - 04/19/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
AZ
12/04/1998 - 01/25/2007
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
10/11/1989 - 12/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/02/1989 - 10/12/1989
CENPAC SECURITIES CORP.
NA
05/24/1988 - 12/22/1988
HIBBARD BROWN & CO., INC.
NA
02/23/1988 - 05/28/1988
SHERWOOD CAPITAL, INC.
BOTH
Issued 07/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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