Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Raymond Peters is a financial advisor with over 15 years of experience in the financial industry. Kevin is currently registered with Ameriprise Financial Services, LLC and has previously been registered with Thrivent Investment Management Inc., MML Investors Services, LLC, HSBC Securities (USA) Inc., LPL Financial LLC, Chase Investment Services Corp., and CITICORP INVESTMENT SERVICES. Kevin holds the Series 6, 7, 24, 63, and 65 licenses and is also a Chartered Financial Consultant. Kevin works with a variety of clients, including individuals, families, businesses, and retirement plans. Kevin provides financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/08/2022 - Present
Ameriprise Financial Services, LLC (NEW YORK NY)
NJ
09/21/2016 - 11/09/2022
THRIVENT INVESTMENT MANAGEMENT INC. (Newark NJ)
NJ
07/10/2014 - 09/15/2016
MML INVESTORS SERVICES, LLC (SADDLE BROOK NJ)
NY
04/20/2011 - 06/10/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/08/2009 - 01/12/2011
LPL FINANCIAL LLC (STATEN ISLAND NY)
NJ
09/09/2008 - 05/20/2009
CHASE INVESTMENT SERVICES CORP. (UPPER MONTCLAIR NJ)
NY
10/26/2005 - 11/06/2006
CITICORP INVESTMENT SERVICES (SO. OZONE PARK NY)
IA
Issued 07/17/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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