Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Shepard is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Kevin has been in the securities industry since December 1991. Kevin is a Series 63, 65 and Series 7 licensed individual. Kevin has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since December 2008 and has worked with firms such as Citigroup Global Markets Inc. and Lehman Brothers Inc. in the past. Kevin Shepard is registered in 25 states for both Broker-Dealer and Investment Advisor services, and 3 states for just Investment Advisor services. Kevin specializes in portfolio management for businesses and individuals. Kevin Shepard provides securities and investment advisory services and performance measurement reports, allocation modeling, IPS, research reports and services, see Schedule D.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
12/05/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAUKESHA WI)
WI
07/31/1993 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (WAUKESHA WI)
NY
12/04/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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