Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Ray Noel has been a registered representative for 35 years. Kevin Noel is currently registered with PNC Investments in Carmel, Indiana. Previous employers include City Securities Corporation, Scottrade, Inc., Charles Schwab & Co., Inc. and Marion Bass Securities Corporation. Kevin Noel is a Series 66 and 63 licensed representative. Kevin Noel has been involved in financial services since 1991. Kevin Ray Noel is a registered representative with PNC Investments. Kevin Noel currently holds Series 7, 9, 10, 63, and 66 licenses. Kevin Noel specializes in working with high net worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
09/30/2015 - Present
PNC Investments (CARMEL IN)
IN
07/06/2015 - 07/13/2015
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
07/13/2012 - 07/09/2015
SCOTTRADE, INC. (INDIANAPOLIS IN)
IN
03/16/1990 - 07/11/2011
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
NA
05/25/1988 - 10/05/1988
MARION BASS SECURITIES CORPORATION
BOTH
Issued 02/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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